WallachBeth Capital LLC
SEC-Required Report on Routing of Customer Orders
For Quarter Ending June 2018
 
NYSE
Order CountDirected%Non-Directed%Limit%Market%Other%VenueRouted%Limit%Market%Other%
8,209010066.072.0831.84
CDRG40.8551.5513.4520.43
CPEX30.8738.9649.7112.85
ITGT16.49018.1350.61
ITGI5.535.90.585.09
NYSE3.19118.136.77
NYX1.571.0902.68
CSTIP0.49001.53
ARCP0.380.5700
DLB0.330.500
TRN20.130.200
 
AMEX
Order CountDirected%Non-Directed%Limit%Market%Other%VenueRouted%Limit%Market%Other%
4,471010069.983.8226.19
CDRG32.3426.7818.1349.27
CPEX30.0831.114.6229.63
NSDQ13.4219.1800
ITGI11.6110.83015.37
ARCP9.019.2766.080
ITGT1.34005.12
NYX0.721.0200
CSFB0.340.3800.26
DLB0.340.4800
DPTAX0.250.3500
 
NASDAQ
Order CountDirected%Non-Directed%Limit%Market%Other%VenueRouted%Limit%Market%Other%
2,894010064.202.1833.62
CPEX46.5162.0631.7517.78
CDRG23.0518.1431.7531.86
ITGT14.480043.06
NSDQ5.436.7834.920.92
ITGI3.492.4805.65
NYX23.1200
ARCP1.762.691.590
DLB1.452.2600
PTRP0.350.5400
DPTAX0.310.4800
 
OPTIONS
Order CountDirected%Non-Directed%Limit%Market%Other%VenueRouted%Limit%Market%Other%
1,367010099.410.000.59
BMLOPT26.5526.7100
XFAC24.5124.6500
TRN217.6317.7300
DLB17.0417.1400
HEXAX3.223.2400
PTRP3.073.0900
DPTAX2.932.9400
ISE-EB2.341.770100
PTRC1.461.4700
XFAOX0.590.5900
 

Glossary

 Order Count

 Total Number of orders routed to all destinations during the quarter.

 Non-Directed%

 The percentage of total orders from the provider that were non-directed orders.

 Directed%

 The percentage of total orders from the provider that were directed orders.

 Market%

 The percentage of total non-directed customer orders that were market orders.

 Limit%

 The percentage of total non-directed customer orders that were limit orders.

 Other%

 The percentage of total non-directed customer orders that were special handling orders and any orders that must
 be executed on a particular tick or bid.

 Venue

 List of the venues to which non-directed orders were routed for execution

 Routed%

 The percentage of total non-directed orders routed to the venue

 Market%

 The percentage of total non-directed market orders routed to the venue

 Limit%

 The percentage of total non-directed limit orders routed to the venue

 Other%

 The percentage of total non-directed other orders routed to the venue. Other orders include special handling
 orders and any orders that must be executed on a particular tick or bid.

 Compensation for order flow

 Material Aspects of relationship with a venue maybe furnished upon request

 CPEX

 Clearpool algos

 ITGT

 ITG

 ITGI

 ITG algos

 NYSE

 New York Stock Exchange

 NYX

 VIRTU America LLC

 CSTIP

 CANACCORD GENUITY INC

 ARCP

 ARCA

 DLB

 DLB Securities LLC

 TRN2

 TRINITY(CBOE)

 CDRG

 Citadel Securities LLC

 NSDQ

 Nasdaq

 CSFB

 Credit Suisse First Boston.

 DPTAX

 DePaola(AMEX)

 PTRP

 Phlx

 BMLOPT

 BAML Option algos

 XFAC

 CBOE

 HEXAX

 HAMILTON(AMEX)

 ISE-EB

 CBOE floor

 PTRC

 CBOE FLOOR

 XFAOX

 XFA(ARCA)