CF Global Trading, LLC
SEC-Required Report on Routing of Customer Orders
For Quarter Ending December 2019
 
NYSE
Order CountDirected%Non-Directed%VenueRouted%Limit%Market%Other%
2,2390100Total: 10092.417.590.00
ARCP32.4735.090.590
INCA28.582923.530
CPEM22.223.496.470
ITGI12.5911.525.880
BAYC0.980.437.650
GSCO-EB0.4505.880
RHCO-EB0.3604.710
NEED0.310.12.940
PIPR-EB0.3104.120
CANT-EB0.2703.530
 
NYSE MKT
Order CountDirected%Non-Directed%VenueRouted%Limit%Market%Other%
3700100Total: 10091.898.110.00
ARCP61.0865.2913.330
CPEM16.4916.18200
INCA12.712.06200
ITGI9.736.4746.670
 
NASDAQ
Order CountDirected%Non-Directed%VenueRouted%Limit%Market%Other%
1,4360100Total: 10090.189.820.00
INCA42.7643.8632.620
CPEM18.1119.386.380
ITGI17.916.8327.660
ARCP16.7818.6100
PIPR-EB0.70.086.380
RHCO-EB0.5605.670
JPMS-EB0.420.4600
STFL0.4204.260
NEED-EB0.3503.550
CLSA0.280.230.710
 
OPTIONS
Order CountDirected%Non-Directed%VenueRouted%Limit%Market%Other%
000Total: 0000
 

Glossary

 Order Count

 Total Number of orders routed to all destinations during the quarter.

 Non-Directed%

 The percentage of total orders from the provider that were non-directed orders.

 Directed%

 The percentage of total orders from the provider that were directed orders.

 Venue

 List of the venues to which non-directed orders were routed for execution

 Routed%

 The percentage of total non-directed orders routed to the venue

 Market%

 The percentage of total non-directed market orders routed to the venue

 Limit%

 The percentage of total non-directed limit orders routed to the venue

 Other%

 The percentage of total non-directed other orders routed to the venue. Other orders include special handling
 orders and any orders that must be executed on a particular tick or bid.

 Compensation for order flow

 Material Aspects of relationship with a venue maybe furnished upon request

 INCA

 Instinet

 CPEM

 ClearPool

 ITGI

 ITG algos

 BAYC

 Bay Crest

 GSCO-EB

 Goldman Sachs & Co. LLC.

 RHCO-EB

 Suntrust Robinson Humphrey, Inc.

 NEED

 

 PIPR-EB

 Piper Jaffray & Co.

 CANT-EB

 

 ARCP

 ARCA

 JPMS-EB

 

 STFL

 

 NEED-EB

 Needham & Company, LLC

 CLSA