CF Global Trading, LLC
SEC-Required Report on Routing of Customer Orders
For Quarter Ending September 2019
 
NYSE
Order CountDirected%Non-Directed%VenueRouted%Limit%Market%Other%
1,5920100Total: 10088.1311.870.00
INCA31.632.0728.040
ITGI26.1926.0227.510
ARCP22.3625.30.530
CPEM15.4516.0411.110
GSCO-EB1.0108.470
BAYC0.630.571.060
NEED0.5704.760
RHCO-EB0.504.230
PIPR-EB0.3803.170
RAYJ0.3102.650
 
NYSE MKT
Order CountDirected%Non-Directed%VenueRouted%Limit%Market%Other%
1440100Total: 10092.367.640.00
CPEM35.4235.3436.360
ARCP34.0336.8400
INCA24.3123.3136.360
ITGI3.471.527.270
BAYC2.783.0100
 
NASDAQ
Order CountDirected%Non-Directed%VenueRouted%Limit%Market%Other%
1,6880100Total: 10088.9211.020.06
INCA38.1540.1722.040
ITGI22.9322.6524.73100
ARCP18.1920.4500
CPEM16.2315.5222.040
BAYC1.131.071.610
RHCO-EB1.0709.680
PIPR-EB0.710.135.380
NEED0.4704.30
GSCO-EB0.3603.230
MSCO-EB0.3603.230
 
OPTIONS
Order CountDirected%Non-Directed%VenueRouted%Limit%Market%Other%
000Total: 0000
 

Glossary

 Order Count

 Total Number of orders routed to all destinations during the quarter.

 Non-Directed%

 The percentage of total orders from the provider that were non-directed orders.

 Directed%

 The percentage of total orders from the provider that were directed orders.

 Venue

 List of the venues to which non-directed orders were routed for execution

 Routed%

 The percentage of total non-directed orders routed to the venue

 Market%

 The percentage of total non-directed market orders routed to the venue

 Limit%

 The percentage of total non-directed limit orders routed to the venue

 Other%

 The percentage of total non-directed other orders routed to the venue. Other orders include special handling
 orders and any orders that must be executed on a particular tick or bid.

 Compensation for order flow

 Material Aspects of relationship with a venue maybe furnished upon request

 ITGI

 ITG algos

 ARCP

 ARCA

 CPEM

 ClearPool

 GSCO-EB

 Goldman Sachs & Co. LLC.

 BAYC

 Bay Crest

 NEED

 

 RHCO-EB

 Suntrust Robinson Humphrey, Inc.

 PIPR-EB

 Piper Jaffray & Co.

 RAYJ

 

 INCA

 Instinet

 MSCO-EB

 Morgan Stanley & Co. LLC