CF Global Trading, LLC
SEC-Required Report on Routing of Customer Orders
For Quarter Ending September 2018
 
NYSE
Order CountDirected%Non-Directed%Limit%Market%Other%VenueRouted%Limit%Market%Other%
1,252010070.6129.230.16
ARCP25.3235.750.270
INCA24.7628.5115.850
CPEM24.3615.545.90
INCAHER12.3817.081.090
BAYC3.83012.57100
ITGI1.761.811.640
RHCO-EB1.280.114.10
GSCO-EB1.0403.550
CRAG-EB0.9603.280
CANA-EB0.7202.460
 
AMEX
Order CountDirected%Non-Directed%Limit%Market%Other%VenueRouted%Limit%Market%Other%
101010072.2827.720.00
INCA39.635.62500
ARCP28.7139.7300
CPEM28.7124.6639.290
DAWA-EB1.9807.140
MZHO-EB0.9903.570
 
NASDAQ
Order CountDirected%Non-Directed%Limit%Market%Other%VenueRouted%Limit%Market%Other%
1,279010081.2418.760.00
INCA32.8435.2322.50
CPEM25.492336.250
ARCP24.0829.6400
INCAHER10.4811.844.580
BAYC1.950.199.580
GSCO-EB1.1706.250
NEED-EB0.94050
CRAG-EB0.4702.50
DAWA-EB0.4702.50
BARD-EB0.3902.080
 

Glossary

 Order Count

 Total Number of orders routed to all destinations during the quarter.

 Non-Directed%

 The percentage of total orders from the provider that were non-directed orders.

 Directed%

 The percentage of total orders from the provider that were directed orders.

 Market%

 The percentage of total non-directed customer orders that were market orders.

 Limit%

 The percentage of total non-directed customer orders that were limit orders.

 Other%

 The percentage of total non-directed customer orders that were special handling orders and any orders that must
 be executed on a particular tick or bid.

 Venue

 List of the venues to which non-directed orders were routed for execution

 Routed%

 The percentage of total non-directed orders routed to the venue

 Market%

 The percentage of total non-directed market orders routed to the venue

 Limit%

 The percentage of total non-directed limit orders routed to the venue

 Other%

 The percentage of total non-directed other orders routed to the venue. Other orders include special handling
 orders and any orders that must be executed on a particular tick or bid.

 Compensation for order flow

 Material Aspects of relationship with a venue maybe furnished upon request

 INCA

 Instinet

 CPEM

 ClearPool

 INCAHER

 INSTINET, LLC

 BAYC

 

 ITGI

 ITG algos

 RHCO-EB

 Suntrust Robinson Humphrey, Inc.

 GSCO-EB

 Goldman Sachs & Co. LLC.

 CRAG-EB

 

 CANA-EB

 Canacord Genuity Inc.

 ARCP

 ARCA

 DAWA-EB

 Daiwa Capitals Markets America Inc.

 MZHO-EB

 Mizuho Securities USA LLC

 NEED-EB

 Needham & Company, LLC

 BARD-EB

 Robert W.Baird