CF Global Trading, LLC
SEC-Required Report on Routing of Customer Orders
For Quarter Ending June 2018
 
NYSE
Order CountDirected%Non-Directed%Limit%Market%Other%VenueRouted%Limit%Market%Other%
1,043010072.8727.130.00
INCA33.9429.4745.940
ARCP22.2430.5300
CPEM21.2820.3923.670
INCAHER13.3318.030.710
RHCO-EB1.5305.650
STFL-EB1.440.264.590
ITGI0.960.262.830
CANA-EB0.7702.830
NEED-EB0.7702.830
PIPR-EB0.7702.830
 
AMEX
Order CountDirected%Non-Directed%Limit%Market%Other%VenueRouted%Limit%Market%Other%
125010064.0036.000.00
INCA50.442.564.440
CPEM20.818.7524.440
INCAHER12.82000
ARCP1218.7500
PIPR-EB2.406.670
DAWA-EB0.802.220
ITGI0.802.220
 
NASDAQ
Order CountDirected%Non-Directed%Limit%Market%Other%VenueRouted%Limit%Market%Other%
1,103010077.5222.480.00
CPEM3334.8526.610
INCA31.4627.3745.560
ARCP22.6729.2400
INCAHER6.267.372.420
NEED-EB1.360.125.650
ITGI10.472.820
PIPR-EB0.9104.030
DAWA-EB0.630.232.020
STFL-EB0.540.122.020
RHCO-EB0.3601.610
 

Glossary

 Order Count

 Total Number of orders routed to all destinations during the quarter.

 Non-Directed%

 The percentage of total orders from the provider that were non-directed orders.

 Directed%

 The percentage of total orders from the provider that were directed orders.

 Market%

 The percentage of total non-directed customer orders that were market orders.

 Limit%

 The percentage of total non-directed customer orders that were limit orders.

 Other%

 The percentage of total non-directed customer orders that were special handling orders and any orders that must
 be executed on a particular tick or bid.

 Venue

 List of the venues to which non-directed orders were routed for execution

 Routed%

 The percentage of total non-directed orders routed to the venue

 Market%

 The percentage of total non-directed market orders routed to the venue

 Limit%

 The percentage of total non-directed limit orders routed to the venue

 Other%

 The percentage of total non-directed other orders routed to the venue. Other orders include special handling
 orders and any orders that must be executed on a particular tick or bid.

 Compensation for order flow

 Material Aspects of relationship with a venue maybe furnished upon request

 ARCP

 ARCA

 CPEM

 ClearPool

 INCAHER

 INSTINET, LLC

 RHCO-EB

 Suntrust Robinson Humphrey, Inc.

 STFL-EB

 Stifel, Nicolaws & Company Incorporated

 ITGI

 ITG algos

 CANA-EB

 Canacord Genuity Inc.

 NEED-EB

 Needham & Company, LLC

 PIPR-EB

 Piper Jaffray & Co.

 INCA

 Instinet

 DAWA-EB

 Daiwa Capitals Markets America Inc.