Wallach Beth Capital
SEC-Required Report on Routing of Customer Orders
For Quarter Ending March 2012
 
AMEX
Total Directed% Non-Directed% Limit% Market% Other% Venue Routed% Limit% Market% Other%
32 0 100 34.375 65.625 0
ARCA 34.375 100 0 0
VNDM-SMRT 65.625 0 100 0
 
NYSE
Total Directed% Non-Directed% Limit% Market% Other% Venue Routed% Limit% Market% Other%
13923 0 100 17.97 81.793 0.237
ARCA 29.045 9.792 34.396 0
CBSX 27.566 81.894 15.71 0
CHALGO 0.007 0 0 3.03
Cheuvreux 0.007 0 0.009 0
Chev-Algo 11.801 0.04 14.419 0
CITADEL-IOC 0.115 0 0.14 0
GETCO 2.04 0.44 2.397 0
GETCO-AL 0.611 0 0.746 0
INET 1.056 0.6 1.159 0
KNIT-MTCH 0.036 0 0.044 0
MISMI 2.815 1.998 3.003 0
MISMIALGO 4.288 0 5.242 0
NYSE 0.129 0.04 0.149 0
VNDM 1.235 0.28 1.185 90.909
VNDMALGO 0.057 0 0.07 0
VNDM-SMRT 18.135 3.837 21.329 0
VNDS 1.056 1.079 0 6.061
 
NASDAQ
Total Directed% Non-Directed% Limit% Market% Other% Venue Routed% Limit% Market% Other%
2414 0 100 31.193 62.635 6.172
ARCA 14.043 18.327 13.294 0
BCAP 0.207 0 0 3.356
CBSX 6.628 12.351 4.431 0
CHALGO 0.953 0 1.521 0
Chev-Algo 20.671 0 33.003 0
GETCO 0.829 0 1.323 0
GETCO-AL 0.083 0 0.132 0
GET-SOR 0.041 0.133 0 0
INET 0.829 0 1.323 0
MISMI 8.492 1.726 12.698 0
MISMIALGO 6.877 0 10.979 0
NSDQ 0.29 0.797 0 0.671
STN 4.93 0 0 79.866
VNDM 2.278 1.726 1.852 9.396
VNDMALGO 0.621 1.992 0 0
VNDM-SMRT 12.8 2.125 19.378 0
VNDS 19.428 60.823 0.066 6.711
 
LISTED OPTIONS 
Total Directed% Non-Directed% Limit% Market% Other% Venue Routed% Limit% Market% Other%
2855 0 100 100 0 0
CITI 2.102 2.102 0 0
INCA 13.555 13.555 0 0
ISE 22.837 22.837 0 0
SUSQ 61.506 61.506 0 0
Information about SEC Rule 606

Glossary
 Total

 Total Number of orders routed to all destinations during the quarter.
 Non-Directed%

 The percentage of total orders from the provider that were non-directed orders.
 Directed%

 The percentage of total orders from the provider that were directed orders.
 Market%

 The percentage of total non-directed customer orders that were market orders.
 Limit%

 The percentage of total non-directed customer orders that were limit orders.
 Other%

 The percentage of total non-directed customer orders that were special handling orders and any orders that must
 be executed on a particular tick or bid.
 Venue

 List of the venues to which non-directed orders were routed for execution
 Routed%

 The percentage of total non-directed orders routed to the venue
 Market%

 The percentage of total non-directed market orders routed to the venue
 Limit%

 The percentage of total non-directed limit orders routed to the venue
 Other%

 The percentage of total non-directed other orders routed to the venue. Other orders include special handling
 orders and any orders that must be executed on a particular tick or bid.
 

 Rebates, if any, received for routing orders to certain venues
 ARCA

 Archipelago ECN
 INET

 Instinet ECN 
 NITE

 Knight Securities, L.P
 DOT

 NYFIX DOT
 ML

 BroadCourt Transaction services
 PRIMEFLR

 Prime Floor (NYSE Floor Broker)
 FANC

 Finance 500
 PTFLR

 Preferred Floor (NYSE Floor Broker)
 IAB

 Interactive Brokers
 TSE  Toronto Stock Exchange
 ISP  ISE (International Securities Exchange)
 PCXOPT  Pacific Coast Exchange (options)
 AFIXNY  Amex floor (NYSE)
 TDATK  Arca
 PCX  Pacific Coast Exchange
 AFIX  Amex floor
 DATK  Arca
 BCAP Barclays Capital
 B-SOR Barclays - Smart Order Router
 CBSX CBOE Stock Exchange
 NFIX NYFIX
 BRUT NASDAQ
 SIAC NYSE SIAC Connection
 JEFF Jefferies
 ISFX ISE
 EDGX Direct Edge ECN
 UBSS UBS
 VNDM Vandham securities
 VNDS Vandham securities
 MLTS Miletus Trading
 HDSN Hudson Securities
 INCA Instinet
 DOMS Domestic Securities
 CICF Canaccord
 SUSQ Susquehanna Securities
 CIBC CIBC
 YKTN Blackmont Capital
 TREK Algorithm Trading
 CHALGO CHALGO
 GETCO GETCO
 GETCO-AL GETCO-AL
 GET-SOR GET-SOR
 MISMI MISMI
 MISMIALGO MISMI ALGO
 NSDQ NSDQ
 STN STN
 VNDMALGO VNDMALGO
 VNDM-SMRT VNDM-SMRT
 CITI CITI
 ISE ISE