Meridian Equity Partners
SEC-Required Report on Routing of Customer Orders
For Quarter Ending Sept 2016
AMEX
Total Directed% Non-Directed% Limit% Market% Other% Venue Routed% Limit% Market% Other% Compensation for order flow
30 0 100 20 63.33 16.67
NYSE 93.33 66.67 100 100
ARCA 6.67 33.33 0 0
NYSE
Total Directed% Non-Directed% Limit% Market% Other% Venue Routed% Limit% Market% Other% Compensation for order flow
6160 0 100 80.88 17.44 1.69
FDSA 38.38 47.33 0.19 3.85
NYSE 20.6 3.49 95.81 63.46
INCA 19.04 22.9 0.09 29.81
ARCA 18.73 23.02 0.56 0.96
NSDQ 1.67 2.05 0.09 0
GLPS 1.12 0.64 3.26 1.92
IEXG 0.45 0.56 0 0
OTC 
Total Directed% Non-Directed% Limit% Market% Other% Venue Routed% Limit% Market% Other% Compensation for order flow
3730 0 100 90.38 8.58 1.05
ARCA 36.57 40.08 2.81 10.26
FDSA 25.58 28.09 0 17.95
NSDQ 16.01 14.39 33.13 15.38
INCA 15.17 13.94 29.06 7.69
NYSE 2.55 1.66 11.25 7.69
GLPS 2.49 0.53 22.81 5.13
IEXG 0.94 1.04 0 0
STN42 0.67 0.27 0.63 35.9
UBSS 0.03 0 0.31 0
Glossary  
 Total  Total Number of orders routed to all destinations during the quarter.
 Non-Directed%  The percentage of total orders from the provider that were non-directed orders.
 Directed%  The percentage of total orders from the provider that were directed orders.
 Market%  The percentage of total non-directed customer orders that were market orders.
 Limit%  The percentage of total non-directed customer orders that were limit orders.
 Other% The percentage of total non-directed other orders routed to the venue. Other orders include special handling
 orders and any orders that must be executed on a particular tick or bid.
 Venue  List of the venues to which non-directed orders were routed for execution
 Routed%  The percentage of total non-directed orders routed to the venue
 Market%  The percentage of total non-directed market orders routed to the venue
 Limit%  The percentage of total non-directed limit orders routed to the venue
 Other%  The percentage of total non-directed other orders routed to the venue. Other orders include special handling
 Compensation for order flow  Rebates, if any, received for routing orders to certain venues
 ARCA  Archipelago ECN
 INET  Instinet ECN 
 NITE  Knight Securities, L.P
 DOT  NYFIX DOT
 ML  BroadCourt Transaction services
 PRIMEFLR  Prime Floor (NYSE Floor Broker)
 FANC  Finance 500
 PTFLR  Preferred Floor (NYSE Floor Broker)
 IAB  Interactive Brokers
 TSE   Toronto Stock Exchange
 BMLOPT   BAML Option algos
 STN   Collins Stewart
 JSES   Jane Street
 IEXG   IEX smart order router
 FDSA   Fidessa
 NSDQ   Nasdaq
 ATMC   Cowen ATM algos
 NYSE   NYSE Floor Brokers
 ITGI   ITG algos
 NYX   KCG (getco) algos
 ITGT   ITG
 CPEX   Clearpool algos
 ISP   ISE (International Securities Exchange)
 PCXOPT   Pacific Coast Exchange (options)
 AFIXNY   Amex floor (NYSE)
 TDATK   Arca
 PCX   Pacific Coast Exchange
 AFIX   Amex floor
 DATK   Arca
 BCAP  Barclays Capital
 B-SOR  Barclays - Smart Order Router
 CBSX  CBOE Stock Exchange
 NFIX  NYFIX
 BRUT  NASDAQ
 SIAC  NYSE SIAC Connection
 JEFF  Jefferies
 ISFX  ISE
 EDGX  Direct Edge ECN
 UBSS  UBS
 VNDM  Vandham securities
 VNDS  Vandham securities
 MLTS  Miletus Trading
 HDSN  Hudson Securities
 INCA  Instinet
 DOMS  Domestic Securities
 CICF  Canaccord
 SUSQ  Susquehanna Option algos
 CIBC  CIBC
 YKTN  Blackmont Capital
 TREK  Algorithm Trading