Rule 606
Meridian Equity Partners, Inc
SEC-Required Report on Routing of Customer Orders
For Quarter Ending March 2017
 
AMEX
Total Directed% Non-Directed% Limit% Market% Other% Venue Routed% Limit% Market% Other% Compensation for order flow
3296 0 100 73.06 26.33 0.61
NYSE 89.23 85.38 99.88 90.00
FDSA 5.40 7.39 0.00 0.00
ARCA 2.67 3.65 0.00 0.00
INCA 2.28 3.03 0.00 10.00
NSDQ 0.39 0.54 0.00 0.00
GLPS 0.03 0.00 0.12 0.00
 
NYSE
Total Directed% Non-Directed% Limit% Market% Other% Venue Routed% Limit% Market% Other% Compensation for order flow
7526381 0 100 4.31 95.68 0.00
NYSE 99.96 98.39 100 67.15
FDSA 0.03 0.78 0.00 1.08
ARCA 0.02 0.39 0.00 9.75
INCA 0.02 0.43 0.00 9.03
GLIPS 0.00 0.00 0.00 0.72
NSDQ 0.00 0.00 0.00 12.27
IEXG 0.00 0.00 0.00 0.00
LSCI 0.00 0.00 0.00 0.00
 
OTC 
Total Directed% Non-Directed% Limit% Market% Other% Venue Routed% Limit% Market% Other% Compensation for order flow
80926 0 100 8.34 91.36 0.31
NYSE 94.01 34.82 99.73 0.00
ARCA 2.14 25.39 0.02 0.40
FDSA 1.47 17.65 0.00 0.40
INCA 1.40 16.02 0.05 7.23
NSDQ 0.64 3.81 0.08 82.33
GLIPS 0.16 0.55 0.12 0.40
IEXG 0.13 1.51 0.00 0.00
CHBC 0.00 0.03 0.00 0.00
CROSS-NSDQACT 0.00 0.03 0.00 0.00
STN42 0.05 0.19 0.01 9.24
 
LISTED OPTIONS 
Total Directed% Non-Directed% Limit% Market% Other% Venue Routed% Limit% Market% Other% Compensation for order flow
367 0 100 100.00 0.00 0.00
JAK 43.05 43.05 0.00 0.00
LIQUID POI 42.78 42.78 0.00 0.00
XFA AMEX 13.08 13.08 0.00 0.00
PTR PHLX 0.54 0.54 0.00 0.00
CASEY 0.54 0.54 0.00 0.00
 

Glossary

 Total

 Total Number of orders routed to all destinations during the quarter.

 Non-Directed%

 The percentage of total orders from the provider that were non-directed orders.

 Directed%

 The percentage of total orders from the provider that were directed orders.

 Market%

 The percentage of total non-directed customer orders that were market orders.

 Limit%

 The percentage of total non-directed customer orders that were limit orders.

 Other%

 The percentage of total non-directed customer orders that were special handling orders and any orders that must
 be executed on a particular tick or bid.

 Venue

 List of the venues to which non-directed orders were routed for execution

 Routed%

 The percentage of total non-directed orders routed to the venue

 Market%

 The percentage of total non-directed market orders routed to the venue

 Limit%

 The percentage of total non-directed limit orders routed to the venue

 Other%

 The percentage of total non-directed other orders routed to the venue. Other orders include special handling
 orders and any orders that must be executed on a particular tick or bid.

 Compensation for order flow

 Rebates, if any, received for routing orders to certain venues

 ARCA

 Archipelago ECN

 INET

 Instinet ECN 

 NITE

 Knight Securities, L.P

 DOT

 NYFIX DOT

 ML

 BroadCourt Transaction services

 PRIMEFLR

 Prime Floor (NYSE Floor Broker)

 FANC

 Finance 500

 PTFLR

 Preferred Floor (NYSE Floor Broker)

 IAB

 Interactive Brokers

 TSE Toronto Stock Exchange
 BMLOPT BAML Option algos
 STN Collins Stewart
 JSES Jane Street
 IEXG IEX smart order router
 FDSA Fidessa
 NSDQ Nasdaq
 ATMC Cowen ATM algos
 NYSE NYSE Floor Brokers
 ITGI ITG algos
 NYX KCG (getco) algos
 ITGT ITG
 CPEX Clearpool algos
 ISP ISE (International Securities Exchange)
 PCXOPT Pacific Coast Exchange (options)
 AFIXNY Amex floor (NYSE)
 TDATK Arca
 BCAP Barclays Capital
 B-SOR Barclays - Smart Order Router
 CBSX CBOE Stock Exchange
 NFIX NYFIX
 BRUT NASDAQ
 SIAC NYSE SIAC Connection
 JEFF Jefferies
 ISFX ISE
 EDGX Direct Edge ECN
 UBSS UBS
 VNDM Vandham securities
 VNDS Vandham securities
 MLTS Miletus Trading
 HDSN Hudson Securities
 INCA Instinet
 DOMS Domestic Securities
 CICF Canaccord
 SUSQ Susquehanna Option algos
 CIBC CIBC
 YKTN Blackmont Capital
 TREK Algorithm Trading